Advisory Dealing

This service has been specifically designed for clients who wish to manage and monitor their own investments, while having the ability to discuss markets and receive recommendations and advice from our own Investment Managers.

You will be responsible for monitoring and managing your own investments. Under a provision of the Financial Services & Markets Act 2000, we are unable to make personal recommendations to you unless it is suitable for you, having regard to the facts that you are required to disclose to us and other relevant facts of which we should reasonably be aware.

So you can meet this requirement, we need you to complete, in full, our client information and agreement form. We will be unable to make any recommendation or give advice on investments considered to have a higher risk than the level you have set. So, if you anticipate having a range of risk levels within your investment portfolio, please bear in mind the highest of these when you are completing our form, as this will provide us with the scope to make recommendations across your entire risk spectrum. 

We are able to help you define your investment objectives and provide advice on markets and individual investments.  We ensure that we receive research on the UK and international markets from a variety of external sources, enabling our in-house analysts to support the needs of our investment managers.

Whether or not you take advantage of our nominee facility, our investment administration aims to maximise the efficiency of our service and, consequently, we can offer you access to other services, including cash management, which will relieve you of unnecessary administration.

To download a factsheet containing the above information, please click here.